We believe that regulatory and compliance programs should be complete, effective and designed to withstand the most stringent regulatory reviews. These programs should not be bureaucratic or disruptive to the business. At CounselWorks, we believe that the best compliance and regulatory programs are those that are seamlessly integrated into the rest of the firm's business operations.

Our team has first-hand practical knowledge and experience, gleaned from years of developing compliance and regulatory programs for hedge funds, investment advisers, broker/dealers and other alternative and traditional asset managers.

CounselWorks offers a myriad of compliance and regulatory services for firms of all sizes, including our popular and one-of-a-kind GOLDSTAR ASSESSMENT, preparation and updating of compliance programs, manuals and codes of ethics, conducting top-down regulatory risk reviews, preparation of regulatory filings, and practical training and continuing education.

Click here for a list of our Regulatory Consulting Services.
Click here for a list of Ancillary Services for Lawyers and Law Firms.