The Dodd-Frank Act requires virtually all private managers to be
registered, essentially eliminating regulatory registration as a
distinguishing characteristic. It is no longer enough simply to be
registered or simply to have a compliance program or manual.
Investors are increasingly demanding their funds be "best in
class", employ top-of-the-line practices and use the right
technology and the best service providers.
How do you know whether your firm measures up? Should you have a
dedicated compliance officer? Automated personal trading
procedures? A multi-prime arrangement? An outside administrator?
What are your competitors doing -- and saying -- to prospective
investors?
CounselWorks can tell you. Our GoldStar Certification will let
you know how your firm compares to other firms of similar size and
strategy, what you are doing best, what exceeds industry standards
-- and where you need to step it up. This one-of-a-kind service can
not only help you improve your program's controls, but can be an
effective marketing tool to investors as well. It's an increasingly
competitive market place, and investors want to know their managers
are not simply doing the minimum but employing best practices and
exceeding the industry's norm. Let us help you make your fund among
the best in its class.
Click here for a sample
report.